7 U.S.C. § 9c

Notice of investigations and enforcement actions

The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f(a)(2) of this title , any floor broker or floor trader exempt from registration pursuant to section 6f(a)(3) of this title , any associated person exempt from registration pursuant to section 6k(6) of this title , or any board of trade designated as a contract market pursuant to section 7b–1 of this title .

( Sept. 21, 1922, ch. 369, § 6(g) , as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)] , Dec. 21, 2000 , 114 Stat. 2763 , 2763A–449.)